Participant Audit

AUDIT

We conducted the following audits:
 

Pre-Operational Audit

To become a Participant in one of the access categories to the markets managed by B3 and operate in these markets, an institution must meet a set of operational, technological, and financial admission requirements.
 

Regular Audit

Periodically, our auditors conduct audits on market Participants to assess the institution's physical and technological infrastructure, procedures, processes, and controls.
 

Continuous Joint Monitoring of Data

In addition to operational audits, we also conduct remote audits to evaluate specific aspects of Participants based on information available to BSM or information provided by the Participants.
 

Specific Audits

Besides pre-operational, regular, and remote audits, we also perform additional audit activities, commonly to meet the demands of regulators, market management entities, market infrastructures, or internal areas of BSM Market Supervision that identify the need for audits on topics undergoing transformation or adjustment in the market.